CLIENT AGREEMENT FOR ENTERPRISES AND OTHER LEGAL ENTITIES

The Money Laundering Act imposes on investment firms a duty to prevent and detect transactions associated with proceeds of crime or associated with acts of terrorism. The act imposes a number of obligations which investment firms are required to adhere to. Among these are obligations to ascertain the identity of clients, to keep records of client-information (including copies of relevant documents) and to make enquires and report to the authorities where transactions associated with the proceeds of crime or acts of terrorism are suspected. Further, investment firms are required to apply the client due diligence measures based on an assessment of the risk of money laundering or financing of terrorism in each individual case. Fearnley Securities AS is therefore subject to a statutory requirement to gather information and supporting documentation with respect to the identity of our clients and the purpose and intended nature of the client relationship. Until this process has been completed, we are not allowed to offer our services.

This client agreement shall, inter alia, ensure that Fearnley Securities AS receives sufficient information and documentation from the client.

The information below will be recorded in our client register. The information will be treated as confidential and in accordance with prevailing laws and regulations. Personal data can, when required by law, be disclosed to public authorities.


CLIENT INFORMATION
Company name:
Corporation/Business ID Number:
LEI-Code:
Address
Postal code:
City
Telephone daytime:
Country of incorporation:
Tax residence:
Prime broker / Settlement agent
VPS account:
Bank account:
CONTACT PERSON WITH THE CLIENT
The person who manages the client relationship
Firstname lastname
Telephone
E-mail
CONTACT PERSON FOR SETTLEMENT WITH THE CLIENT
Firstname lastname
Telephone
E-mail
Contact person at Fearnley Securities
Contact person